My client is looking for an individual with drive to oversee the planning and implementation of assigned projects within the business in order to mitigate perceived regulatory risks.
Identify and evaluate key risks highlighted through external audits, FCA/industry communications and through individual notification and report as necessary
Through risk identification, effect assigned projects, as prioritised by the business, in order to establish necessary changes, to systems, controls and processes
Define the scope of the project/s in collaboration with relevant individuals within the business
Manage and maintain a detailed and documented work plan, with projected timescales, resources and communication strategies
Engage with necessary external auditors to ensure that changes effected are robust and mitigate perceived regulatory risks.
Key Performance Measures
Achievement of the individual project objectives within set timescales
Evidence of risk mitigation through internal and external audit
Understanding of key regulatory and industry focuses.
Level 4 Diploma in Financial Planning preferable but not essential
FCA Regulatory work experience
Excellent communication, organisation and prioritisation skills
Self-motivation and ability to work both independently or collaboratively is essential
Good I.T. skills.
This is a full time permanent position.
If you are seeking a busy and challenging role within a busy, fun and friendly office then send your CV now to be considered for immediate shortlisting.