PWM Compliance Analyst
A market leading private bank has an urgent requirement for a highly skilled Compliance Analyst to join their Trade Surveillance and Suitability team for an ongoing contract.
You will be responsible for conducting suitability reviews and applying due diligence, on complex HNW clients and portfolios. You will lead deep dive analysis to determine suitability of products being invested in, and apply any remedial changes as necessary. Additionally you will conduct trade and margin analysis.
In order to be considered for this role you will have demonstrable experience gained from a trade surveillance and suitability capacity at a notable private wealth organisation. Additionally, you will be fluent in the FCA rules applied for HNW clients. Knowledge of cross border transactions would be beneficial.
If you are interested in applying for this role, please send your CV to and call .
Venn Group is an equal opportunities employment business and employment agency and welcomes applications from all candidates.